The main purpose of this course is to make students understand the basic concepts, theoretical knowledge and legal provisions involved in the securities law and provide students with clear clues to the issuance and trading process of securities and help them understand the institutions involved.

CILO-1: Students will be able to demonstrate a complete knowledge framework of securities law. CILO-2: Students will be able to describe the nature of the legal relationship between securities through the in-depth analysis of the legal relationship among them. CILO-3: Students will be able to describe the specific legal disputes in the process of securities issuance and trading.